Financial Services and Markets Authority

Results: 490



#Item
171Prudential Regulation Authority / Financial Conduct Authority / United Kingdom / Economy of the United Kingdom / Financial Services and Markets Act

FCA[removed]PRA[removed]LEGAL CUTOVER (GENERAL TRANSITIONAL AND MISCELLANEOUS PROVISIONS) INSTRUMENT 2013 WHEREAS: A. The Authority has, in accordance with Article 5 of the Designation Order, appointed

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Source URL: media.fshandbook.info

Language: English - Date: 2013-03-25 10:45:04
172Financial Services and Markets Act / Financial Services Authority / Financial markets / Mediation / Financial services / Business / Independent Financial Adviser / United Kingdom / Economy of the United Kingdom / Service industries

[removed]: The Professional Firms (Insurance Mediation) Instrument 2004

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Source URL: media.fshandbook.info

Language: English - Date: 2011-12-19 09:25:48
173Financial institutions / Institutional investors / Financial Services Compensation Scheme / Types of insurance / Insurance / Financial Services Authority / Financial Services and Markets Act / Sourcebook / Mortgage Conduct of Business rules / Economy of the United Kingdom / United Kingdom / Investment

[removed]: Financial Services Compensation Scheme (Limits Amendment) Instrument 2009

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Language: English - Date: 2011-12-19 09:25:27
174Financial economics / Insurance / Financial Services Authority / G.992.3 / Financial Services and Markets Act / Investment / United Kingdom / Financial institutions / Institutional investors

handbook template revised

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Language: English - Date: 2011-12-19 09:25:13
175Pricing / Financial institutions / Institutional investors / Types of insurance / Economy of the United Kingdom / Financial Services Authority / Fee / Financial Services and Markets Act / Insurance / Investment / United Kingdom / Financial economics

[removed]: Periodic Fees[removed]and other Fees Instrument 2009

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Language: English - Date: 2011-12-19 09:25:27
176Financial Services and Markets Act / United Kingdom / Economy of the United Kingdom / Financial Services Authority

[removed]: FSA Logo Licence (Amendment) Instrument 2008

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Language: English - Date: 2011-12-19 09:25:44
177Business / Foreign exchange market / Electronic trading / Mark-to-market accounting / Financial Services Authority / STAMP / ACI the Financial Markets Association / Financial markets / Finance / Financial economics

January 2013 The Model Code The Model Code is designed to have global application to over-the-counter (OTC) professional financial product markets. The scope is wide-ranging, and the diversity of markets and products n

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Source URL: www.acilux.com

Language: English - Date: 2013-10-30 05:11:19
178Financial Services and Markets Act / Sourcebook / Business / Mortgage Conduct of Business rules / Sale and rent back / United Kingdom / Economy of the United Kingdom / Financial Services Authority

[removed]: Handbook Administration (No 21) Instrument 2011

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Language: English - Date: 2011-12-19 09:25:30
179Notification system / Exponentiation / Financial Services and Markets Act / United Kingdom / Economy of the United Kingdom / Financial Services Authority

[removed]: Online Submission and Mandatory Forms (No 2) Instrument 2010

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Language: English - Date: 2011-12-19 09:25:17
180Types of business entity / Business law / Partnerships / Financial institutions / Institutional investors / Financial Services and Markets Act / Insurance / Financial Services Authority / With-profits policy / Financial economics / Business / Investment

FSA[removed]HANDBOOK ADMINISTRATION (NO 3) INSTRUMENT 2006 Powers exercised A.

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Language: English - Date: 2011-12-19 09:25:33
UPDATE